Trendex Commodity Corporation has received your application to open a
futures/options account. We feel it is important to advise you that this
investment involves a high degree of risk and is not an appropriate investment
for every member of the investing public.
Please evaluate your personal financial situation and your propensity
to assume risk prior to investing any funds with Trendex Commodity Corporation
and of course please only invest funds you have designed as risk capital.
Trendex Commodity Corporation may obtain names of prospective clients
from a third party advertising source. Since Trendex Commodity Corporation
is unable to review or verify the accuracy of these advertisements, Trendex
Commodity Corporation disclaims any responsibility for statements which
may be contained in those advertisements.
FOR OUR MUTUAL PROTECTION
It is the policy of Trendex Commodity Corporation that all orders for the
purchase or sale of any commodity futures contract or commodity options
contract be tape recorded by an Account Executive. Your Account Executive
is required to service your needs and often will make recommendations to
you. He is not permitted to place orders on your behalf. We are providing
a method by which you control all trading decisions for your account. In
fact your account is non- discretionary, which means that only you have
the right to trade in your account. We require that your Account Executive
ask you a series of questions and obtain answers from your which assure
us that you are aware of the nature of the transaction, the risks involved,
the commissions charged, the break-even point and other matters relative
to your account. Unless we are immediately advised to the contrary, we will
assume that your answers have not been prompted and are being given by you
as frankly and honestly as possible. If your Account Executive suggests
to you that you not answer the questions truthfully, we urge you to immediately
advise our compliance department. Such representations are unauthorized
and will be dealt with accordingly by management.
ACKNOWLEDGEMENT
I hereby acknowledge that I have read and understand the terms contained herein and have taken the cautions contained therein into consideration.
Customer Signature: ________________________________
Print Name: ____________________________________ Date:_______________________________
Customer Signature: ________________________________
Print Name: ____________________________________ Date:_______________________________
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